01 / Financial Services & FinTech
All IndustriesFinancial Services & FinTech
Compliance and security programs that satisfy regulators, auditors, and enterprise financial partners.
Financial services companies face a regulatory environment unlike any other industry. Between PCI DSS for payment processing, SOC 2 for platform trust, GLBA and NYDFS for data protection, and evolving open banking requirements, the compliance burden compounds quickly.
Top Floor works with FinTech startups, payment processors, digital banks, insurance technology platforms, and traditional financial institutions navigating the intersection of innovation and regulation. We understand that your compliance program is not just about checking boxes; it is a competitive advantage that enables partnerships with banks, payment networks, and enterprise clients.
Our team has deep experience in financial services compliance and understands what examiners look for, how payment networks enforce requirements, and how to build security programs that scale alongside rapid transaction growth.
02 / Challenges
Industry Challenges
- Satisfying regulatory examinations from state and federal financial regulators
- Achieving and maintaining PCI DSS compliance for payment processing environments
- Securing open banking APIs and third-party integrations against financial fraud
- Managing third-party risk across banking partners, payment processors, and data aggregators
- Building security infrastructure that scales with transaction volume and product expansion
03 / Frameworks
Relevant Frameworks
- PCI DSS
- SOC 2
- ISO 27001
- GLBA
- FFIEC
- NYDFS 23 NYCRR 500
04 / Services
How We Help
Penetration Testing for Financial Services & FinTech
Meet PCI DSS Requirement 11.4 with OSCP-certified testers. We assess payment flows, APIs, wireless POS systems, and conduct red team exercises for financial institutions.
Explore Penetration Testing05 / FAQs
Frequently Asked Questions
Ready to Get Started?
Schedule a free consultation to discuss compliance for your Financial Services & FinTech.
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